TIDMLRM
RNS Number : 8075F
Lombard Risk Management PLC
23 February 2018
23 February 2018
Lombard Risk Management plc
(the "Company")
Exercise of Options & Director Dealing
Lombard Risk Management plc (AIM: LRM.L), a leading global
provider of integrated collateral management and regulatory
reporting solutions for the financial services industry, announces
that as the result of the exercise of options by various employees
and PDMRs, the Company has issued 3,840,899 new ordinary shares of
0.5p each in the capital of the Company (the "New Ordinary
Shares").
Alastair Brown, CEO of the Company, has exercised options over
260,869 ordinary shares at a price of 11.5p per ordinary share.
Following the issue of these shares Mr Brown will be interested in
1,944,269 ordinary shares of the Company, representing
approximately 0.48 per cent. of the Company's enlarged issued share
capital.
Application has been made for the New Ordinary Shares to be
admitted to trading on AIM and it is expected that admission will
take place on 26 February 2018.
The New Ordinary Shares will rank pari passu with the existing
ordinary shares of the Company. In accordance with the Financial
Conduct Authority's Disclosure and Transparency Rules, following
this allotment the total number of ordinary shares in the capital
of the Company in issue is 404,434,819. The Company currently holds
234 Ordinary Shares in treasury which do not carry voting rights
and therefore the total number of voting rights in the Company is
404,434,585.
The above figure of 404,434,585 may be used by shareholders as
the denominator for the calculations by which they will determine
if they are required to notify their interest in, or a change to
their interest in the Company, under the Disclosure and
Transparency Rules.
The Company makes the following announcement and notification in
accordance with the EU Market Abuse Regulation (No 596/2014):
1. Details of the person discharging
managerial responsibilities / person
closely associated
------- ------------------------------------------------------------------------
a) Name Alastair Brown
------- ----------------------------------- -----------------------------------
2. Reason for the Notification
------- ------------------------------------------------------------------------
a) Position/status Director, Chief Executive
Officer
------- ----------------------------------- -----------------------------------
b) Initial notification/Amendment Initial notification
------- ----------------------------------- -----------------------------------
3. Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
------- ------------------------------------------------------------------------
a) Name Lombard Risk Management
plc
------- ----------------------------------- -----------------------------------
b) LEI 213800HPXYSR1TUULW48
------- ----------------------------------- -----------------------------------
4. Details of the transaction(s): section
to be repeated for (i) each type
of instrument; (ii) each type of
transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
------- ------------------------------------------------------------------------
a) Description Ordinary shares
of the Financial of 0.5p
instrument,
type of instrument
-------
Identification GB00B030JP46
code
------- ----------------------------------- -----------------------------------
b) Nature of Exercise of options
the transaction
------- ----------------------------------- -----------------------------------
c) Price(s) Price(s) Volume(s)
and volume(s) ------------- --------------
11.5p 260,869
------------- --------------
------- ----------------------------------- -----------------------------------
d) Aggregated
information: As above
* Aggregated volume
* Price
------- ----------------------------------- -----------------------------------
e) Date of the 23 February 2018
transaction
------- ----------------------------------- -----------------------------------
f) Place of London Stock Exchange,
the transaction AIM Market (XLON)
------- ----------------------------------- -----------------------------------
1. Details of the person discharging
managerial responsibilities / person
closely associated
------- ------------------------------------------------------------------------
a) Name Mike Payne
------- ----------------------------------- -----------------------------------
2. Reason for the Notification
------- ------------------------------------------------------------------------
a) Position/status Chief Technology Officer
------- ----------------------------------- -----------------------------------
b) Initial notification/Amendment Initial notification
------- ----------------------------------- -----------------------------------
3. Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
------- ------------------------------------------------------------------------
a) Name Lombard Risk Management
plc
------- ----------------------------------- -----------------------------------
b) LEI 213800HPXYSR1TUULW48
------- ----------------------------------- -----------------------------------
4. Details of the transaction(s): section
to be repeated for (i) each type
of instrument; (ii) each type of
transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
------- ------------------------------------------------------------------------
a) Description Ordinary shares
of the Financial of 0.5p
instrument,
type of instrument
-------
Identification GB00B030JP46
code
------- ----------------------------------- -----------------------------------
b) Nature of Exercise of options
the transaction
------- ----------------------------------- -----------------------------------
c) Price(s) Price(s) Volume(s)
and volume(s) ------------- --------------
9.75p 307,692
------------- --------------
------- ----------------------------------- -----------------------------------
d) Aggregated
information: As above
* Aggregated volume
* Price
------- ----------------------------------- -----------------------------------
e) Date of the 23 February 2018
transaction
------- ----------------------------------- -----------------------------------
f) Place of London Stock Exchange,
the transaction AIM Market (XLON)
------- ----------------------------------- -----------------------------------
1. Details of the person discharging
managerial responsibilities / person
closely associated
------- ------------------------------------------------------------------------
a) Name Tina Wilkinson
------- ----------------------------------- -----------------------------------
2. Reason for the Notification
------- ------------------------------------------------------------------------
a) Position/status Global Head of Product
------- ----------------------------------- -----------------------------------
b) Initial notification/Amendment Initial notification
------- ----------------------------------- -----------------------------------
3. Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
------- ------------------------------------------------------------------------
a) Name Lombard Risk Management
plc
------- ----------------------------------- -----------------------------------
b) LEI 213800HPXYSR1TUULW48
------- ----------------------------------- -----------------------------------
4. Details of the transaction(s): section
to be repeated for (i) each type
of instrument; (ii) each type of
transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
------- ------------------------------------------------------------------------
a) Description Ordinary shares
of the Financial of 0.5p
instrument,
type of instrument
-------
Identification GB00B030JP46
code
------- ----------------------------------- -----------------------------------
b) Nature of Exercise of options
the transaction
------- ----------------------------------- -----------------------------------
c) Price(s) Price(s) Volume(s)
and volume(s) ------------- --------------
11.13p 269,541
------------- --------------
------- ----------------------------------- -----------------------------------
d) Aggregated
information: As above
* Aggregated volume
* Price
------- ----------------------------------- -----------------------------------
e) Date of the 23 February 2018
transaction
------- ----------------------------------- -----------------------------------
f) Place of London Stock Exchange,
the transaction AIM Market (XLON)
------- ----------------------------------- -----------------------------------
1. Details of the person discharging
managerial responsibilities / person
closely associated
------- ------------------------------------------------------------------------
a) Name Nigel Rohan
------- ----------------------------------- -----------------------------------
2. Reason for the Notification
------- ------------------------------------------------------------------------
a) Position/status Global Sales Operations
Director
------- ----------------------------------- -----------------------------------
b) Initial notification/Amendment Initial notification
------- ----------------------------------- -----------------------------------
3. Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
------- ------------------------------------------------------------------------
a) Name Lombard Risk Management
plc
------- ----------------------------------- -----------------------------------
b) LEI 213800HPXYSR1TUULW48
------- ----------------------------------- -----------------------------------
4. Details of the transaction(s): section
to be repeated for (i) each type
of instrument; (ii) each type of
transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
------- ------------------------------------------------------------------------
a) Description Ordinary shares
of the Financial of 0.5p
instrument,
type of instrument
-------
Identification GB00B030JP46
code
------- ----------------------------------- -----------------------------------
b) Nature of Exercise of options
the transaction
------- ----------------------------------- -----------------------------------
c) Price(s) Price(s) Volume(s)
and volume(s) ------------- --------------
12p 289,156
------------- --------------
------- ----------------------------------- -----------------------------------
d) Aggregated
information: As above
* Aggregated volume
* Price
------- ----------------------------------- -----------------------------------
e) Date of the 23 February 2018
transaction
------- ----------------------------------- -----------------------------------
f) Place of London Stock Exchange,
the transaction AIM Market (XLON)
------- ----------------------------------- -----------------------------------
1. Details of the person discharging
managerial responsibilities / person
closely associated
------- ------------------------------------------------------------------------
a) Name Helen Nicol
------- ----------------------------------- -----------------------------------
2. Reason for the Notification
------- ------------------------------------------------------------------------
a) Position/status Head of Product, Collateral
------- ----------------------------------- -----------------------------------
b) Initial notification/Amendment Initial notification
------- ----------------------------------- -----------------------------------
3. Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
------- ------------------------------------------------------------------------
a) Name Lombard Risk Management
plc
------- ----------------------------------- -----------------------------------
b) LEI 213800HPXYSR1TUULW48
------- ----------------------------------- -----------------------------------
4. Details of the transaction(s): section
to be repeated for (i) each type
of instrument; (ii) each type of
transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
------- ------------------------------------------------------------------------
a) Description Ordinary shares
of the Financial of 0.5p
instrument,
type of instrument
-------
Identification GB00B030JP46
code
------- ----------------------------------- -----------------------------------
b) Nature of Exercise of options
the transaction
------- ----------------------------------- -----------------------------------
c) Price(s) Price(s) Volume(s)
and volume(s) ------------- --------------
12p 250,000
------------- --------------
------- ----------------------------------- -----------------------------------
d) Aggregated
information: As above
* Aggregated volume
* Price
------- ----------------------------------- -----------------------------------
e) Date of the 23 February 2018
transaction
------- ----------------------------------- -----------------------------------
f) Place of London Stock Exchange,
the transaction AIM Market (XLON)
------- ----------------------------------- -----------------------------------
1. Details of the person discharging
managerial responsibilities / person
closely associated
------- ------------------------------------------------------------------------
a) Name Sue Kent
------- ----------------------------------- -----------------------------------
2. Reason for the Notification
------- ------------------------------------------------------------------------
a) Position/status Chief Administrative Officer
------- ----------------------------------- -----------------------------------
b) Initial notification/Amendment Initial notification
------- ----------------------------------- -----------------------------------
3. Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
------- ------------------------------------------------------------------------
a) Name Lombard Risk Management
plc
------- ----------------------------------- -----------------------------------
b) LEI 213800HPXYSR1TUULW48
------- ----------------------------------- -----------------------------------
4. Details of the transaction(s): section
to be repeated for (i) each type
of instrument; (ii) each type of
transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
------- ------------------------------------------------------------------------
a) Description Ordinary shares
of the Financial of 0.5p
instrument,
type of instrument
-------
Identification GB00B030JP46
code
------- ----------------------------------- -----------------------------------
b) Nature of Exercise of options
the transaction
------- ----------------------------------- -----------------------------------
c) Price(s) Price(s) Volume(s)
and volume(s) ------------- --------------
12p 250,000
------------- --------------
------- ----------------------------------- -----------------------------------
d) Aggregated
information: As above
* Aggregated volume
* Price
------- ----------------------------------- -----------------------------------
e) Date of the 23 February 2018
transaction
------- ----------------------------------- -----------------------------------
f) Place of London Stock Exchange,
the transaction AIM Market (XLON)
------- ----------------------------------- -----------------------------------
1. Details of the person discharging
managerial responsibilities / person
closely associated
------- ------------------------------------------------------------------------
a) Name James Phillips
------- ----------------------------------- -----------------------------------
2. Reason for the Notification
------- ------------------------------------------------------------------------
a) Position/status Regulatory Strategy Director
------- ----------------------------------- -----------------------------------
b) Initial notification/Amendment Initial notification
------- ----------------------------------- -----------------------------------
3. Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
------- ------------------------------------------------------------------------
a) Name Lombard Risk Management
plc
------- ----------------------------------- -----------------------------------
b) LEI 213800HPXYSR1TUULW48
------- ----------------------------------- -----------------------------------
4. Details of the transaction(s): section
to be repeated for (i) each type
of instrument; (ii) each type of
transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
------- ------------------------------------------------------------------------
a) Description Ordinary shares
of the Financial of 0.5p
instrument,
type of instrument
-------
Identification GB00B030JP46
code
------- ----------------------------------- -----------------------------------
b) Nature of Exercise of options
the transaction
------- ----------------------------------- -----------------------------------
c) Price(s) Price(s) Volume(s)
and volume(s) ------------- --------------
12p 250,000
------------- --------------
------- ----------------------------------- -----------------------------------
d) Aggregated
information: As above
* Aggregated volume
* Price
------- ----------------------------------- -----------------------------------
e) Date of the 23 February 2018
transaction
------- ----------------------------------- -----------------------------------
f) Place of London Stock Exchange,
the transaction AIM Market (XLON)
------- ----------------------------------- -----------------------------------
1. Details of the person discharging
managerial responsibilities / person
closely associated
------- ------------------------------------------------------------------------
a) Name Peter Taylor
------- ----------------------------------- -----------------------------------
2. Reason for the Notification
------- ------------------------------------------------------------------------
a) Position/status Human Resources Director
------- ----------------------------------- -----------------------------------
b) Initial notification/Amendment Initial notification
------- ----------------------------------- -----------------------------------
3. Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
------- ------------------------------------------------------------------------
a) Name Lombard Risk Management
plc
------- ----------------------------------- -----------------------------------
b) LEI 213800HPXYSR1TUULW48
------- ----------------------------------- -----------------------------------
4. Details of the transaction(s): section
to be repeated for (i) each type
of instrument; (ii) each type of
transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
------- ------------------------------------------------------------------------
a) Description Ordinary shares
of the Financial of 0.5p
instrument,
type of instrument
-------
Identification GB00B030JP46
code
------- ----------------------------------- -----------------------------------
b) Nature of Exercise of options
the transaction
------- ----------------------------------- -----------------------------------
c) Price(s) Price(s) Volume(s)
and volume(s) ------------- --------------
11p 272,727
------------- --------------
------- ----------------------------------- -----------------------------------
d) Aggregated
information: As above
* Aggregated volume
* Price
------- ----------------------------------- -----------------------------------
e) Date of the 23 February 2018
transaction
------- ----------------------------------- -----------------------------------
f) Place of London Stock Exchange,
the transaction AIM Market (XLON)
------- ----------------------------------- -----------------------------------
1. Details of the person discharging
managerial responsibilities / person
closely associated
------- ------------------------------------------------------------------------
a) Name Ian Dwyer
------- ----------------------------------- -----------------------------------
2. Reason for the Notification
------- ------------------------------------------------------------------------
a) Position/status Global Alliances Director
------- ----------------------------------- -----------------------------------
b) Initial notification/Amendment Initial notification
------- ----------------------------------- -----------------------------------
3. Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
------- ------------------------------------------------------------------------
a) Name Lombard Risk Management
plc
------- ----------------------------------- -----------------------------------
b) LEI 213800HPXYSR1TUULW48
------- ----------------------------------- -----------------------------------
4. Details of the transaction(s): section
to be repeated for (i) each type
of instrument; (ii) each type of
transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
------- ------------------------------------------------------------------------
a) Description Ordinary shares
of the Financial of 0.5p
instrument,
type of instrument
-------
Identification GB00B030JP46
code
------- ----------------------------------- -----------------------------------
b) Nature of Exercise of options
the transaction
------- ----------------------------------- -----------------------------------
c) Price(s) Price(s) Volume(s)
and volume(s) ------------- --------------
8.38p 357,995
------------- --------------
------- ----------------------------------- -----------------------------------
d) Aggregated
information: As above
* Aggregated volume
* Price
------- ----------------------------------- -----------------------------------
e) Date of the 23 February 2018
transaction
------- ----------------------------------- -----------------------------------
f) Place of London Stock Exchange,
the transaction AIM Market (XLON)
------- ----------------------------------- -----------------------------------
1. Details of the person discharging
managerial responsibilities / person
closely associated
------- ------------------------------------------------------------------------
a) Name Leonie Alsop
------- ----------------------------------- -----------------------------------
2. Reason for the Notification
------- ------------------------------------------------------------------------
a) Position/status Chief Marketing Officer
------- ----------------------------------- -----------------------------------
b) Initial notification/Amendment Initial notification
------- ----------------------------------- -----------------------------------
3. Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
------- ------------------------------------------------------------------------
a) Name Lombard Risk Management
plc
------- ----------------------------------- -----------------------------------
b) LEI 213800HPXYSR1TUULW48
------- ----------------------------------- -----------------------------------
4. Details of the transaction(s): section
to be repeated for (i) each type
of instrument; (ii) each type of
transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
------- ------------------------------------------------------------------------
a) Description Ordinary shares
of the Financial of 0.5p
instrument,
type of instrument
-------
Identification GB00B030JP46
code
------- ----------------------------------- -----------------------------------
b) Nature of Exercise of options
the transaction
------- ----------------------------------- -----------------------------------
c) Price(s) Price(s) Volume(s)
and volume(s) ------------- --------------
12.88p 232,919
------------- --------------
------- ----------------------------------- -----------------------------------
d) Aggregated
information: As above
* Aggregated volume
* Price
------- ----------------------------------- -----------------------------------
e) Date of the 23 February 2018
transaction
------- ----------------------------------- -----------------------------------
f) Place of London Stock Exchange,
the transaction AIM Market (XLON)
------- ----------------------------------- -----------------------------------
1. Details of the person discharging
managerial responsibilities / person
closely associated
------- ------------------------------------------------------------------------
a) Name Robin Bridge
------- ----------------------------------- -----------------------------------
2. Reason for the Notification
------- ------------------------------------------------------------------------
a) Position/status Head of Product, Regulatory
------- ----------------------------------- -----------------------------------
b) Initial notification/Amendment Initial notification
------- ----------------------------------- -----------------------------------
3. Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
------- ------------------------------------------------------------------------
a) Name Lombard Risk Management
plc
------- ----------------------------------- -----------------------------------
b) LEI 213800HPXYSR1TUULW48
------- ----------------------------------- -----------------------------------
4. Details of the transaction(s): section
to be repeated for (i) each type
of instrument; (ii) each type of
transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
------- ------------------------------------------------------------------------
a) Description Ordinary shares
of the Financial of 0.5p
instrument,
type of instrument
-------
Identification GB00B030JP46
code
------- ----------------------------------- -----------------------------------
b) Nature of Exercise of options
the transaction
------- ----------------------------------- -----------------------------------
c) Price(s) Price(s) Volume(s)
and volume(s) ------------- --------------
12p 250,000
------------- --------------
------- ----------------------------------- -----------------------------------
d) Aggregated
information: As above
* Aggregated volume
* Price
------- ----------------------------------- -----------------------------------
e) Date of the 23 February 2018
transaction
------- ----------------------------------- -----------------------------------
f) Place of London Stock Exchange,
the transaction AIM Market (XLON)
------- ----------------------------------- -----------------------------------
1. Details of the person discharging
managerial responsibilities / person
closely associated
------- ------------------------------------------------------------------------
a) Name Malcolm Arnold
------- ----------------------------------- -----------------------------------
2. Reason for the Notification
------- ------------------------------------------------------------------------
a) Position/status Head of Technical Architecture
------- ----------------------------------- -----------------------------------
b) Initial notification/Amendment Initial notification
------- ----------------------------------- -----------------------------------
3. Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
------- ------------------------------------------------------------------------
a) Name Lombard Risk Management
plc
------- ----------------------------------- -----------------------------------
b) LEI 213800HPXYSR1TUULW48
------- ----------------------------------- -----------------------------------
4. Details of the transaction(s): section
to be repeated for (i) each type
of instrument; (ii) each type of
transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
------- ------------------------------------------------------------------------
a) Description Ordinary shares
of the Financial of 0.5p
instrument,
type of instrument
-------
Identification GB00B030JP46
code
------- ----------------------------------- -----------------------------------
b) Nature of Exercise of options
the transaction
------- ----------------------------------- -----------------------------------
c) Price(s) Price(s) Volume(s)
and volume(s) ------------- --------------
12p 150,000
------------- --------------
------- ----------------------------------- -----------------------------------
d) Aggregated
information: As above
* Aggregated volume
* Price
------- ----------------------------------- -----------------------------------
e) Date of the 23 February 2018
transaction
------- ----------------------------------- -----------------------------------
f) Place of London Stock Exchange,
the transaction AIM Market (XLON)
------- ----------------------------------- -----------------------------------
For further information, please contact:
Lombard Risk Management Plc Tel: +44 (0)20
Alastair Brown, CEO 7593 6700
Nigel Gurney, CFO
finnCap (Nominated Adviser and Tel: +44 (0)20
Joint Broker) 7220 0500
Stuart Andrews
Carl Holmes
Scott Mathieson
Tel: +44 (0)
WG Partners LLP (Joint Broker) 203 705 9330
David Wilson
Claes Spång
Chris Lee
Newgate (Financial PR) Tel: +44 (0)20
Bob Huxford 7653 9850
Charlotte Coulson lombard@newgatecomms.com
Adam Lloyd
This information is provided by RNS
The company news service from the London Stock Exchange
END
IOEEAAADAEXPEFF
(END) Dow Jones Newswires
February 23, 2018 07:15 ET (12:15 GMT)
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