Petra Diamonds Ltd - Holding(s) in Company
17 March 2021 - 12:31AM
PR Newswire (US)
TR-1: Standard form for notification of major
holdings |
NOTIFICATION OF MAJOR HOLDINGS (to be sent
to the relevant issuer and to the FCA in Microsoft Word format if
possible)i |
1a. Identity of the issuer or the
underlying issuer of existing shares to which voting rights are
attachedii : |
PETRA DIAMONDS LTD |
1b. Please indicate if the issuer
is a non-UK issuer (please mark with an "X" if
appropriate) |
Non-UK issuer |
X |
2. Reason for the notification
(please mark the appropriate box or boxes with an "X") |
An acquisition or
disposal of voting rights |
X |
An acquisition or
disposal of financial instruments |
|
An event changing the
breakdown of voting rights |
|
Other (please
specify)iii: |
|
3. Details of person subject to the
notification obligationiv |
|
|
|
Name |
Bank of America Corporation |
City and country of registered
office (if applicable) |
Wilmington, DE, United States |
4. Full name of shareholder(s)
(if different from 3.)v |
Name |
Merrill Lynch International |
City and country of registered
office (if applicable) |
London, United Kingdom |
5. Date on which the threshold
was crossed or reachedvi : |
11/03/2021 |
6. Date on which issuer notified
(DD/MM/YYYY): |
15/03/2021 |
7. Total positions of person(s)
subject to the notification obligation |
|
% of voting rights attached to
shares (total of 8. A) |
% of voting rights through
financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held
in issuervii |
Resulting situation on the date on which threshold
was crossed or reached |
7.610% |
0.003% |
7.612% |
9,710,089,272 |
Position of previous notification (if
applicable) |
Below Notifiable Threshold |
Below Notifiable Threshold |
Below Notifiable Threshold |
|
8. Notified details of the
resulting situation on the date on which the threshold was crossed
or reachedviii |
A: Voting rights attached to
shares |
Class/type of shares ISIN code
(if possible) |
Number of voting
rightsix |
% of voting rights |
Direct
(DTR5.1) |
Indirect
(DTR5.2.1) |
Direct
(DTR5.1) |
Indirect
(DTR5.2.1) |
BMG702781417 |
0 |
738,907,220 |
0.000% |
7.610% |
SUBTOTAL 8. A |
738,907,220 |
7.610% |
B 1: Financial Instruments
according to DTR5.3.1R (1) (a) |
Type of financial
instrument |
Expiration
datex |
Exercise / Conversion Period
xi |
Number of voting rights that may
be acquired if the instrument is exercised / converted. |
% of voting rights |
Right to Recall |
N/A |
N/A |
235,149 |
0.002% |
|
|
SUBTOTAL 8. B 1 |
235,149 |
0.002% |
B 2: Financial Instruments with
similar economic effect according to DTR5.3.1R (1) (b) |
Type of financial
instrument |
Expiration
datex |
Exercise / Conversion Period
xi |
Physical or cash settlement
xii |
Number of voting rights |
% of voting rights |
Swap |
31/10/2023 |
N/A |
Cash |
12,526 |
0.000% |
|
|
|
SUBTOTAL 8. B 2 |
12,526 |
0.000% |
9. Information in relation to the
person subject to the notification obligation (please mark the
applicable box with an "X") |
Person subject to the notification
obligation is not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding directly or
indirectly an interest in the (underlying)
issuerxiii |
[X] Full chain of controlled
undertakings through which the voting rights and/or the financial
instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please
add additional rows as necessary) |
Namexv |
% of voting rights
if it equals or is higher than the notifiable threshold |
% of voting rights
through financial instruments if it equals or is higher than the
notifiable threshold |
Total of both if
it equals or is higher than the notifiable threshold |
Bank of America Corporation |
N/A |
N/A |
N/A |
NB Holdings Corporation |
N/A |
N/A |
N/A |
BofAML Jersey Holdings Limited |
N/A |
N/A |
N/A |
BofAML EMEA Holdings 2 Limited |
N/A |
N/A |
N/A |
ML UK Capital Holdings Limited |
N/A |
N/A |
N/A |
Merrill Lynch International |
7.610% |
N/A |
7.612% |
10. In case of proxy voting, please
identify: |
Name of the proxy holder |
|
The number and % of voting rights
held |
|
The date until which the voting
rights will be held |
|
11. Additional
informationxvi |
|
Place of completion |
United Kingdom |
Date of completion |
15.03.2021 |
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