Petra Diamonds Holding(s) in Company
18 March 2021 - 3:11AM
UK Regulatory
TIDMPDL
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the Petra Diamonds Ltd.
underlying issuer of existing shares to LEI: 213800X4QZIAVSA12860
which voting rights are attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name Invesco Ltd.
City and country of registered office (if Atlanta, United States
applicable)
4. Full name of shareholder(s) (if different from 3.)
Name
City and country of registered office (if
applicable)
5. Date on which the threshold was crossed 15/03/2021
or reached:
6. Date on which issuer notified (DD/MM/ 17/03/2021
YYYY):
7. Total positions of person(s) subject to the notification obligation:
% of voting % of voting rights Total of both Total number of
rights through financial in % voting rights of
attached to instruments (8.A + 8.B) issuer
shares (total of 8.B.1 +
(total of 8.A) 8.B.2)
Resulting 8.43% 0.00% 8.43% 9,710,089,272
situation on the
date on which
threshold was
crossed or reached
Position of N/A N/A N/A
previous
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached:
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares ISIN
code (if Direct Indirect Direct Indirect
possible) (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
BMG702781417 818,966,755 8.43%
Common Stock
SUBTOTAL 8.A 818,966,755 8.43%
B 1: Financial Instruments DTR5.3.1R (1) (a)
Type of Expiration Exercise/ Number of voting rights % of voting
financial date Conversion that may be acquired if rights
instrument Period the instrument is
exercised/converted
SUBTOTAL 8.B.1
B 2: Financial Instruments with similar economic effect DTR5.3.1R (1) (b)
Type of Expiration Exercise/ Physical or Number of % of voting
financial date Conversion cash voting rights rights
instrument Period settlement
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation
(please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting rights and/or X
the financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional rows as
necessary)
Name % of voting rights % of voting rights Total of both if it
if it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable equals or is higher threshold
threshold than the notifiable
threshold
Invesco Asset Management 7.62% 0% 7.62%
Ltd
Invesco Management S.A. 0.76% 0% 0.76%
Invesco Advisers, Inc. 0.05% 0% 0.05%
10. In case of proxy voting, please identify:
Name of the proxy holder Invesco UK Limited
The number and % of voting rights held N/A
The date until which the voting rights will N/A
be held
11. Additional information:
Place of completion Henley-on-Thames
Date of completion 17/03/2021
END
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