Henderson Smaller Cos Inv Tst PLC Holding(s) in Company (9012N)
21 May 2015 - 7:34PM
UK Regulatory
TIDMHSL TIDMPRU
RNS Number : 9012N
Henderson Smaller Cos Inv Tst PLC
21 May 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying Henderson Smaller Companies Investment
issuer Trust PLC
of existing shares to which voting rights
are
attached: (ii)
-------------------------------------------------- -----------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
---------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
----------------------------------------------------------------------------------- --------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
----------------------------------------------------------------------------------- --------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
----------------------------------------------------------------------------------- --------
An event changing the breakdown of voting rights
----------------------------------------------------------------------------------- --------
Other (please
specify):
------------------- -------------------------------------------------------------- --------
3. Full name of person(s) subject Prudential plc group of companies
to the
notification obligation: (iii)
-------------------------------------------- -----------------------------------------------
4. Full name of shareholder(s) See attached schedule
(if different from 3.):(iv)
-------------------------------------------- -----------------------------------------------
5. Date of the transaction and date 19 May 2015
on
which the threshold is crossed
or
reached: (v)
-------------------------------------------- -----------------------------------------------
6. Date on which issuer notified: 20 May 2015
-------------------------------------------- -----------------------------------------------
7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 4% - 3%
-------------------------------------------- -----------------------------------------------
8. Notified details:
--------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
--------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ------------------------------------ ---------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
------------- ---------------- ------------------ ------------ ------------------------ -----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----- ------- ------ ----- --- ------------ ------------- --------- ------------- --------------
GB0009065060 3,117,854 3,117,854 2,897,854 2,897,854 0 3.87% 0
------------- ---------------- ------------------ ------------ ------------- --------- ------------- --------------
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
---------------------- --------------- ------------------------------ --------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
--------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- -------------- ------------- ----------------- ---------------------------- -------------------------
Nominal Delta
--------------- -------------- ------------- ----------------- ---------------------------- ------------ -----------
Total (A+B+C)
--------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------------- ---------------------------------------------------------
2,897,854 3.87%
--------------------------------------------------------------- ---------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------
Prudential plc (parent Company)
The Prudential Assurance Company Limited (wholly owned subsidiary of
Prudential plc)
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
--------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will N/A
cease
to hold:
--------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to N/A
hold
voting rights:
--------------------------------------------------- ---------------------------
13. Additional information:
---------------------------------------- --------------------------------------
14. Contact name: Owen Smith / James Todd
M&G Investment Management Limited
---------------------------------------- --------------------------------------
15. Contact telephone number: 020 7004 4517 / 020 7548 2293
---------------------------------------- --------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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