Statement of Changes in Beneficial Ownership (4)
08 June 2022 - 08:42AM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Rajeh Maamoun |
2. Issuer Name and Ticker or Trading
Symbol ARCH CAPITAL GROUP LTD. [ ACGL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chairman & CEO Arch Re Group |
(Last)
(First)
(Middle)
C/O ARCH CAPITAL GROUP LTD, 100 PITTS BAY ROAD, WATERLOO
HOUSE |
3. Date of Earliest Transaction (MM/DD/YYYY)
6/3/2022
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(Street)
PEMBROKE, D0 HM 08
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Shares, $.0011 par value per
share |
6/3/2022 |
|
M |
|
19800 |
A |
$17.8433 |
432187 |
D |
|
Common Shares, $.0011 par value per
share |
6/3/2022 |
|
F(1) |
|
7563 |
D |
$46.72 |
425227 (3) |
D |
|
Common Shares, $.0011 par value per
share |
6/7/2022 |
|
S |
|
12237 |
D |
$47.0574 (4) |
412990 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Share Appreciation Right |
$17.8433 |
6/3/2022 |
|
M |
|
|
19800 |
(2) |
5/9/2023 |
Common Shares, $.0011 par value per
share |
19800 |
$0 |
0 |
D |
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Explanation of
Responses: |
(1) |
In connection with the
exercise of the share appreciation rights award described in Table
II, 7,563 common shares were disposed of in satisfaction of the
exercise price. The reporting person received a net issuance of
12,237 common shares. |
(2) |
The share appreciation right
became exercisable in three equal annual installments, with the
first installment becoming exercisable on May 9, 2014 and the next
two installments on May 9, 2015 and May 9, 2016, subject to the
applicable award agreement. |
(3) |
Amount includes 603 common
shares acquired on May 31, 2022 under the Arch Capital Group Ltd.
Employee Share Purchase Plan. |
(4) |
Represents a weighted
average sales price; the sale prices ranged from $47.00 to $47.10.
Upon request, the full sales information regarding the number of
shares sold at each price increment will be provided to the
Commission or a security holder of the issuer. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Rajeh Maamoun
C/O ARCH CAPITAL GROUP LTD
100 PITTS BAY ROAD, WATERLOO HOUSE
PEMBROKE, D0 HM 08 |
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|
Chairman & CEO Arch Re Group |
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Signatures
|
/s/ Maamoun Rajeh |
|
6/7/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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