UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 Form 8-K

 

CURRENT REPORT PURSUANT TO

SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported): July 12, 2023

 

The Eastern Company

(Exact Name of Registrant as Specified in Charter)

 

Connecticut

 

001-35383

 

06-0330020

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

3 Enterprise Drive, Suite 408, Shelton, Connecticut 06484

(Address of Principal Executive Offices) (Zip Code)

 

(203)729-2255

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Securities registered or to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Trading

Symbol

 

Name of each exchange on which

registered

Common Stock, No Par Value

 

EML

 

NASDAQ Global Market

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging Growth Company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

ITEM 7.01 Regulation FD Disclosure

 

In accordance with Regulation FD, The Eastern Company (“the Company”), hereby furnishes the Investor Presentation the Company will present to analysts and investors on or after July 12, 2023. The slides are attached hereto as Exhibit 99.1 and will be available on the Company’s website at www.easterncompany.com. The information contained in the Investor Presentation is summary information that is intended to be considered in the context of the Company’s Securities and Exchange Commission (“SEC”) filings and other public announcements that the Company may make, by press release or otherwise, from time to time. The presentation does not provide information concerning the financial condition of the Company with respect to the second fiscal quarter of 2023. To the extent that estimates or targets have been provided concerning 2023 or any subsequent years, these reflect statements that have previously been made in the Company’s securities filings. The Company undertakes no duty or obligation to publicly update or revise the information contained in this presentation, although it may do so from time to time. Any such updating may be made through the filing of other reports or documents with the SEC, through press releases or through other public disclosures.

 

ITEM 9.01 Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit 99.1

 

The Eastern Company Investors Presentation

        

 

2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, The Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

 

The Eastern Company

 

 

Date:  July 12, 2023     

 

/s/Nicholas Vlahos

 

 

 

Nicholas Vlahos

Chief Financial Officer

 

 

 

 

3

 

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Cover
Jul. 12, 2023
Cover [Abstract]  
Entity Registrant Name The Eastern Company
Entity Central Index Key 0000031107
Document Type 8-K
Amendment Flag false
Entity Emerging Growth Company false
Document Period End Date Jul. 12, 2023
Entity Incorporation State Country Code CT
Entity File Number 001-35383
Entity Tax Identification Number 06-0330020
Entity Address Address Line 1 3 Enterprise Drive
Entity Address Address Line 2 Suite 408
Entity Address City Or Town Shelton
Entity Address State Or Province CT
Entity Address Postal Zip Code 06484
City Area Code 203
Local Phone Number 729-2255
Security 12b Title Common Stock, No Par Value
Trading Symbol EML
Security Exchange Name NASDAQ
Written Communications false
Soliciting Material false
Pre Commencement Tender Offer false
Pre Commencement Issuer Tender Offer false
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