- Report of proposed sale of securities (144)
11 March 2010 - 9:00AM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
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OMB APPROVAL
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OMB
Number: 3235-0101
Expires: December 31, 2009
Estimated average burden hours per response . . . . 2.00
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SEC USE ONLY
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DOCUMENT SEQUENCE NO.
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CUSIP NUMBER
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ATTENTION:
Transmit for filing 3 copies of this
form concurrently with either placing an order with a broker to execute sale
or executing a sale directly with a market maker.
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1
(a)
NAME OF ISSUER
(Please type or print)
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(b)
IRS IDENT. NO.
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(c)
S.E.C. FILE NO.
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WORK LOCATION
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Net 1 UEPS Technologies, Inc. (UEPS)
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98-0171860
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000-31203
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1
(d)
ADDRESS OF ISSUER
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STREET
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CITY
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STATE
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ZIP CODE
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(e)
TELEPHONE NO.
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President Place, 4th Floor, Cnr, Jan Smuts Avenue and Bolton Road, Rosebank
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Johannesburg
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South Africa
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2711
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343-2000
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2
(a)
NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
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(b) RELATIONSHIP TO ISSUER
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(c) ADDRESS
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STREET
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CITY
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STATE
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ZIP CODE
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Nitin Soma
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Officer
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President Place, 4th
Floor, Cnr. Jan Smuts Avenue and Bolton Road
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INSTRUCTION: The person filing this notice should contact the issuer to obtain the IRS Identification Number and the SEC File Number.
3
(a)
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(b)
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SEC USE ONLY
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(c)
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(d)
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(e)
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(f)
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(g)
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Title of the
Class of
Securities
To Be Sold
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Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities
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Broker-Dealer
File Number
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Number of Shares
or Other Units
To Be Sold
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Aggregate
Market
Value
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Number of Shares
or Other Units
Outstanding
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Approximate
Date of Sale
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Name of Each
Securities
Exchange
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(See instr. 3(f))
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(See instr. 3(c))
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(See instr. 3(d))
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(See Instr. 3(e))
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(MO. DAY YR..)
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(See instr. 3(g))
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Common Stock
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Stifel Nicolaus & Company
Incorporated, 18 Columbia Turnpike,
Florham Park, NJ 07932
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150,002
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2,884,538
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45,378,397
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03/11/2010 -
03/31/2010
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Nasdaq
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INSTRUCTIONS:
1.
(a)
Name of issuer
(b)
Issuers I.R.S. Identification Number
(c) Issuers S.E.C.
file number, if any
(d)
Issuers address, including zip code
(e)
Issuers telephone number, including area code
2.
(a)
Name of person for whose account the securities are to be sold
(b)
Such person's Social Security or I.R.S identification number
(c)
Such persons relationship to the issuer (e.g., officer, director, 10%
stockholder, or member of immediate family of any of the foregoing)
(d)
Such persons address, including zip code
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3.
(a)
Title of the class of securities to be sold
(b)
Name and address of each broker through whom the securities are intended to be
sold
(c)
Number of shares or other units to be sold (if debt securities, give the
aggregate face amount)
(d)
Aggregate market value of the securities to be sold as of a specified date
within 10 days prior to the filing of this notice
(e)
Number of shares or other units of the class outstanding, or if debt
securities the face amount thereof outstanding, as shown by the most recent
report or statement published by the issuer
(f)
Approximate date on which the securities are to be sold (g) Name of each
securities exchange, if any, on which the securities are intended to be
sold
(g)
Name of each securities exchange, if any, on which the securities are intended
to be sold.
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Potential persons who are to respond to the collection
of information contained in this form are not
required to respond unless the form displays a currently valid OMB
control number.
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SEC 1147 (08-07)
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TABLE I SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of
the Class
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Date You
Acquired
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Nature of Acquisition Transaction
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Name of Person from Whom Acquired
(If gift, also give date donor acquired)
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Amount of
Securities Acquired
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Date of
Payment
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Nature of Payment
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Common Stock
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Various
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Other stock based awards and stock options
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Issued to Nitin Soma by Company
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150,002
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Various
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Cash
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INSTRUCTIONS
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If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
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TABLE II SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Name and Address
of Seller
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Title of Securities
Sold
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Date of Sale
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Amount of
Securities Sold
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Gross Proceeds
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Not applicable
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REMARKS:
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INSTRUCTIONS:
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ATTENTION:
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See the definition of person in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
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The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.
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03/10/2010
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/s/ Nitin Soma
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DATE OF NOTICE
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SIGNATURE
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The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually
signed.
Any copies not manually signed shall bear typed or printed signatures.
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ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001).
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