Form 8-K - Current report
12 June 2024 - 6:14AM
Edgar (US Regulatory)
0001501697FALSE00015016972024-06-102024-06-10
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 10, 2024
| | | | | | | | |
| | |
X4 PHARMACEUTICALS, INC. |
(Exact name of registrant as specified in its charter) |
| | |
| | | | | | | | | | | | | | |
Delaware | | 001-38295 | | 27-3181608 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
| | | | | | | | | | | |
61 North Beacon Street, | 4th Floor | | |
Boston, | Massachusetts | | 02134 |
(Address of principal executive offices) | | (Zip Code) |
(857) 529-8300
(Registrant’s telephone number, including area code)
Not applicable
(Former name or former address, if changed since last report)
_______________________________________________________________________________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| | | | | | | | | | | | | | |
Title of each class | | Trading Symbol(s) | | Name of each exchange on which registered |
Common Stock, par value $0.001 per share | | XFOR | | The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| | | | | |
Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On June 10, 2024, X4 Pharmaceuticals Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”), at which a quorum was present. The final results for each of the proposals submitted to a vote of the Company’s stockholders at the Annual Meeting are set forth below. These proposals are described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 29, 2024.
Proposal 1 - Election of Directors
The Company’s stockholders elected the three persons listed below as directors, each to serve until the Company’s 2027 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified or until their earlier death, resignation of removal. The votes cast were as follows:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Nominees | | For | | Withheld | | Broker Non-Votes |
David McGirr, M.B.A. | | 83,110,008 | | 11,137,060 | | 36,561,395 | |
Paula Ragan, Ph.D. | | 93,318,699 | | 928,369 | | 36,561,395 | |
Michael S. Wzyga | | 83,840,957 | | 10,406,111 | | 36,561,395 | |
Proposal 2 – Ratification of the Selection of Independent Registered Public Accounting Firm
The Company’s stockholders ratified the selection of PricewaterhouseCoopers LLP by the Audit Committee of the Board of Directors as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024. The votes cast were as follows:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
For | | Against | | Abstain | | Broker Non-Votes |
129,116,244 | | 620,394 | | 1,071,825 | | — | |
Proposal 3 – Non-Binding Advisory “Say-On-Pay” Vote on Named Executive Officer Compensation
The Company’s stockholders approved, by a non-binding “say-on-pay” vote, the compensation of the Company’s named executive officers as disclosed in the Company’s definitive proxy statement relating to the Annual Meeting. The votes cast were as follows:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
For | | Against | | Abstain | | Broker Non-Votes |
89,159,259 | | 4,443,024 | | 644,785 | | 36,561,395 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | | | | | | | |
| | X4 PHARMACEUTICALS, INC. |
| | | |
Date: June 11, 2024 | | By: | /s/ Adam Mostafa |
| | | Adam Mostafa |
| | | Chief Financial Officer |
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X4 PHARMACEUTICALS, INC.
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Entity Incorporation, State or Country Code |
DE
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Entity File Number |
001-38295
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Entity Tax Identification Number |
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Entity Address, Address Line One |
61 North Beacon Street,
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