Form 4 - Statement of changes in beneficial ownership of securities
06 February 2025 - 10:30AM
Edgar (US Regulatory)
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
C/O JANUS INTERNATIONAL GROUP, INC. |
135 JANUS INTERNATIONAL BLVD. |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Janus International Group, Inc.
[ JBI ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
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Chief Commercial Officer |
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3. Date of Earliest Transaction
(Month/Day/Year) 02/03/2025
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
02/03/2025 |
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A |
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21,140 |
A
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$0
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238,945 |
D |
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Common Stock |
02/03/2025 |
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F |
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7,153 |
D
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$7.97
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231,792
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D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
Remarks: |
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/s/ Elliot Kahler, as attorney-in-fact for Peter Frayser |
02/05/2025 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 24
POWER OF ATTORNEY
FOR SECTION 13 AND 16
REPORTING OBLIGATIONS
May 1, 2023
KNOW ALL BY THESE
PRESENTS, that the undersigned hereby makes, constitutes and appoints Elliot Kahler and Ramey Jackson, signing singly, as the undersigned’s
true and lawful attorneys-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead
of the undersigned to:
| (i) | execute for and on behalf of the undersigned, in the undersigned’s capacity as a director, officer
or beneficial owner of shares of common stock of Janus International Group, Inc., a Delaware corporation (the “Company”),
any Schedule 13D or Schedule 13G, and any amendments, supplements or exhibits thereto (including any joint filing agreements) required
to be filed by the undersigned under Section 13 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”),
and the rules and regulations promulgated thereunder, and any Forms 3, 4 and 5 and any amendments, supplements or exhibits thereto required
to be filed by the undersigned under Section 16(a) of the Exchange Act; |
| (ii) | do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable
to complete and execute any such Schedule 13D, Schedule 13G, Form 3, 4, or 5 and timely file such forms with the United States Securities
and Exchange Commission and any stock exchange on which the common stock of the Company is then listed; and |
| (iii) | take any other action of any type whatsoever in connection with the foregoing which, in the opinion of
such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that
the documents executed by such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form
and shall contain such terms and conditions as such attorneys-in-fact may approve in such attorneys-in- fact’s discretion. |
The undersigned hereby
grants to such attorneys-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary
or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned
might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such
attorneys-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the
rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the
request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with
Section 13 and Section 16 of the Exchange Act.
This Power of Attorney
shall remain in full force and effect until the undersigned is no longer required to file reports or schedules under Section 13 or Section
16 of the Exchange Act with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless
earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
[signature page to follow]
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of the date first written above.
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By: |
/s/ Peter Frayser |
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Name: |
Peter Frayser |
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Title: |
Vice President of Sales and Estimating |
[Signature Page to POA re Section
13 and 16]
Exhibit 24
POWER OF ATTORNEY
FOR SECTION 13 AND 16
REPORTING OBLIGATIONS
May 1, 2023
KNOW ALL BY THESE
PRESENTS, that the undersigned hereby makes, constitutes and appoints Elliot Kahler and Ramey Jackson, signing singly, as the undersigned’s
true and lawful attorneys-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead
of the undersigned to:
| (i) | execute for and on behalf of the undersigned, in the undersigned’s capacity as a director, officer
or beneficial owner of shares of common stock of Janus International Group, Inc., a Delaware corporation (the “Company”),
any Schedule 13D or Schedule 13G, and any amendments, supplements or exhibits thereto (including any joint filing agreements) required
to be filed by the undersigned under Section 13 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”),
and the rules and regulations promulgated thereunder, and any Forms 3, 4 and 5 and any amendments, supplements or exhibits thereto required
to be filed by the undersigned under Section 16(a) of the Exchange Act; |
| (ii) | do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable
to complete and execute any such Schedule 13D, Schedule 13G, Form 3, 4, or 5 and timely file such forms with the United States Securities
and Exchange Commission and any stock exchange on which the common stock of the Company is then listed; and |
| (iii) | take any other action of any type whatsoever in connection with the foregoing which, in the opinion of
such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that
the documents executed by such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form
and shall contain such terms and conditions as such attorneys-in-fact may approve in such attorneys-in- fact’s discretion. |
The undersigned hereby
grants to such attorneys-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary
or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned
might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such
attorneys-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the
rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the
request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with
Section 13 and Section 16 of the Exchange Act.
This Power of Attorney
shall remain in full force and effect until the undersigned is no longer required to file reports or schedules under Section 13 or Section
16 of the Exchange Act with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless
earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
[signature page to follow]
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of the date first written above.
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By: |
/s/ Peter Frayser |
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Name: |
Peter Frayser |
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Title: |
Vice President of Sales and Estimating |
[Signature Page to POA re Section
13 and 16]
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