Nicholas Applegate Global Equity & Convertible Income Fund (Other) (3)
26 September 2007 - 2:43AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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January 31, 2008
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
FORSYTH DOUGLAS
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2. Date of Event Requiring Statement (MM/DD/YYYY)
9/25/2007
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3. Issuer Name
and
Ticker or Trading Symbol
Nicholas Applegate Global Equity & Convertible Income Fund [NGZ]
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(Last)
(First)
(Middle)
C/O ALLIANZ EQUITY ADVISORS, 1345 AVE OF THE AMERICAS
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below)
___
X
___ Other (specify below)
/ Affiliated Person
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(Street)
NEW YORK, NY 10105
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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Remarks:
Nicholas-Applegate Capital Management LLC (NACM) is an investment adviser of the Issuer. Messrs. Horacio and Forsyth are members of NACM's Executive Committee and are Portfolio Managers who will be involved with the day-to-day portfolio management of the Issuer.
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No securities are beneficially owned.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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FORSYTH DOUGLAS
C/O ALLIANZ EQUITY ADVISORS
1345 AVE OF THE AMERICAS
NEW YORK, NY 10105
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Affiliated Person
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VALEIRAS HORATIO
C/O ALLIANZ EQUITY ADVISORS
1345 AVE OF THE AMERICAS
NEW YORK, NY 10105
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Affiliated Person
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Signatures
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Brian S. Shlissel, Attorney in fact for Horacio Valeiras and Douglas Forsyth
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9/25/2007
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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