AMENDMENT NO. 1 TO SCHEDULE 13G
This Amendment No. 1 (this Amendment) to Schedule 13G (the Schedule 13G) is being filed on behalf of Anson Funds
Management LP (d/b/a Anson Funds), a Texas limited partnership, Anson Management GP LLC, a Texas limited liability company, Mr. Tony Moore, the principal of Anson Funds Management LP and Anson Management GP LLC, Anson Advisors Inc., an Ontario,
Canada corporation, Mr. Amin Nathoo, a director of Anson Advisors Inc., and Mr. Moez Kassam, a director of Anson Advisors Inc., relating to Common Stock, $0.001 par value (the Common Stock), of Biolase, Inc., a Delaware
corporation (the Issuer).
This Amendment relates to the Common Stock of the Issuer purchased by a private fund to which Anson
Funds Management LP and Anson Advisors Inc. serve as co-investment advisors (the Fund). Anson Funds Management LP and Anson Advisors Inc. serve as
co-investment advisors to the Fund and may direct the vote and disposition of the 1,921,872 shares of Common Stock held by the Fund. As the general partner of Anson Funds Management LP, Anson Management GP LLC
may direct the vote and disposition of the 1,921,872 shares of Common Stock held by the Fund. As the principal of Anson Fund Management LP and Anson Management GP LLC, Mr. Moore may direct the vote and disposition of the 1,921,872 shares of
Common Stock held by the Fund. As directors of Anson Advisors Inc., Mr. Nathoo and Mr. Kassam may each direct the vote and disposition of the 1,921,872 shares of Common Stock held by the Fund.
This Amendment amends and restates the previously filed Schedule 13G as set forth below.
Item 1(a) |
Name of Issuer. |
Biolase, Inc.
Item 1(b) |
Address of Issuers Principal Executive Offices. |
27042 Towne Centre Drive, Suite 270
Lake Forest, CA, 92610
Item 2(a) |
Name of Person Filing. |
Anson Funds Management LP, Anson Management GP LLC, Mr. Tony Moore, Anson Advisors Inc., Mr. Amin Nathoo and Mr. Moez Kassam
Item 2(b) |
Address of Principal Business Office, or, if none, Residence. |
For Anson Funds Management LP, Anson Management GP LLC and Mr. Moore:
16000 Dallas Parkway, Suite 800
Dallas, Texas 75248
For Anson
Advisors Inc., Mr. Nathoo and Mr. Kassam:
181 Bay Street, Suite 4200
Toronto, ON
M5J 2T3
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