3rd UPDATE: Nasdaq CEO Sees Difficulty In Curbing Bank Trading
09 February 2010 - 4:03AM
Dow Jones News
The head of Nasdaq OMX Group Inc. (NDAQ) cast doubt Monday on
the ability of U.S. regulators to carve out some bank trading
activities as part of a broad overhaul of the financial system.
Bob Greifeld, chief executive of the transatlantic exchange
operator, said it appears "impossible" to separate banks'
proprietary trading activities from customer and hedging
positions.
Greifeld's comments on a post-earnings conference call are the
loudest call to date from the exchange industry for a rethink of
the reform proposals made to the Obama administration by former Fed
chairman Paul Volcker.
"I think they have to find a different path," said Greifeld,
reflecting broader industry concern about a measure that would
impact some of the exchange industry's key client bases.
Greifeld also cautioned that opportunities for regulatory
arbitrage remain amid international efforts to toughen oversight,
though he noted "a new level of cooperation" in the process.
His comments came as Nasdaq OMX beat expectations with a 23%
rise in fourth-quarter profit, and continued the expansion of its
derivatives unit.
It also stemmed some of the slide in the market share of its
U.S. equities business, and plans to press on with a struggling
pan-European share trading operation.
Greifeld is still looking to build dealer bank support for the
European platform, which launched amid a flurry of rival offerings
in late 2008 and has claimed just 1% of the market.
"With the benefits of hindsight, we would've led with a
consortium-based effort," said Greifeld. "It seems an opportune
time for us to do something differently."
Greifeld said in an interview that he would not rule out
acquiring a rival European trading platform. The London Stock
Exchange Group PLC (LSE.LN) in December bought a stake in the
dealer-backed Turquoise platform.
The company also announced Monday that its INET trading system
was rolled out on the company's seven Nordic and Baltic equity
markets, driving a 10-fold increase in trade execution speed,
according to Greifeld.
Greifeld continued to downplay concerns that Borse Dubai could
sell its 28% stake in Nasdaq OMX. He said board members of Borse
Dubai "have communicated to us in no uncertain terms that they're
long-term holders of their position in Nasdaq OMX."
Borse Dubai holds the emirate's positions in Nasdaq Dubai and
the Dubai Financial Market Co. (DFM.DFM), which are expected to
merge after DFM moved to buy Nasdaq Dubai for $121 million in late
December. The transaction left Nasdaq OMX with a 1% stake in DFM
and an $82 non-cash impairment charge.
Nasdaq OMX reported a fourth-quarter profit of $43 million, or
20 cents a share, up from $35 million, or 17 cents a share, a year
earlier. Net revenue fell to $369 million from $403 million a year
earlier.
Its shares were recently down 2.9% at $18.25.
-By Jacob Bunge, Dow Jones Newswires; 212-416-2855;
nathan.becker@dowjones.com
(Nathan Becker contributed to this article.)