Prospex Energy PLC Holding(s) in Company (6790R)
08 November 2021 - 11:17PM
UK Regulatory
TIDMPXEN
RNS Number : 6790R
Prospex Energy PLC
08 November 2021
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or Prospex Energy plc
the underlying issuer of existing
shares to which voting rights
are attached:
----------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please
mark with an "X" if appropriate)
Non-UK issuer
---
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
An acquisition or disposal of voting rights X
---
An acquisition or disposal of financial instruments
---
An event changing the breakdown of voting rights
---
Other (please specify):
---
3. Details of person subject to the notification obligation
(iv)
Name James & Olga Simmons
----------------------------------------
City and country of registered UK
office (if applicable)
----------------------------------------
4. Full name of shareholder(s) (if different from 3.)
Name
----------------------------------------
City and country of registered
office (if applicable)
----------------------------------------
5. Date on which the threshold
was crossed or reached: 0811/2021
----------------------------------------
6. Date on which issuer notified 08/11/2021
(DD/MM/YYYY):
----------------------------------------
7. Total positions of person(s) subject to the notification
obligation
% of voting % of voting Total of both Total number
rights attached rights through in % (8.A of voting
to shares financial instruments + 8.B) rights of
(total of (total of issuer
8. A) 8.B 1 + 8.B
2)
----------------- ------------------------- -------------- ----------------
Resulting
situation
on the date
on which threshold
was crossed
or reached 5.01% 5.01% 176,815,118
----------------- ------------------------- -------------- ----------------
Position of
previous notification
(if
applicable) 4.16% 4.16%
----------------- ------------------------- -------------- ----------------
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type Number of voting rights % of voting rights
of
shares
ISIN code (if
possible)
------------------------------------------------ ---------------------------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of Directive (Art 10 of
Directive Directive 2004/109/EC) Directive
2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------------- ------------------------- ----------------------- --------------
Ordinary shares
of 0.1 pence
each /GB00BMFZVZ53 8,855,000 5.01%
--------------------- ------------------------- ----------------------- --------------
SUBTOTAL 8.
A 8,855,000 5.01%
------------------------------------------------ ---------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
be acquired if
the instrument
is
exercised/converted.
----------- --------------------------- ------------------------------- --------------
SUBTOTAL 8. B
1
--------------------------- ------------------------------- --------------
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Physical Number % of voting
instrument date Conversion or cash of voting rights
Period settlement rights
---------------- ------------------ ------------------- ------------------- --------------
SUBTOTAL
8.B.2
------------------- ------------------- --------------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled X
by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly
an interest in the (underlying) issuer(xiii)
-----
Full chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held starting with
the ultimate controlling natural person or legal entity(xiv)
(please add additional rows as necessary)
-----
Name % of voting rights % of voting rights Total of both
if it equals through financial if it equals
or is higher instruments if or is higher
than the notifiable it equals or than the notifiable
threshold is higher than threshold
the notifiable
threshold
--------------------- ------------------- -----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
--------------------------------------------
The number and % of voting rights
held
--------------------------------------------
The date until which the voting
rights will be held
--------------------------------------------
11. Additional information
Place of completion United Kingdom
Date of completion 08/11/2021
---------------
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END
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