Statement of Changes in Beneficial Ownership (4)
14 March 2014 - 6:35AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
STATA RAY
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2. Issuer Name
and
Ticker or Trading Symbol
ANALOG DEVICES INC
[
ADI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
P.O. BOX 9106, ONE TECHNOLOGY WAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/12/2014
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(Street)
NORWOOD, MA 02062-9106
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Comm Stock-$.16-2/3 value
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3/12/2014
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M
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1940.0000
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A
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$0.0000
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554351.0000
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D
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Comm Stock-$.16-2/3 value
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1108709.0000
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I
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By Mrs. Stata Directly
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Comm Stock-$.16-2/3 value
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400277.0000
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I
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By Mrs. Stata Tr FBO Mr. Stata's Children
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Comm Stock-$.16-2/3 value
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1850.0000
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I
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By Stata Family LLC
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
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$51.7300
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3/12/2014
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A
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9660.0000
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(1)
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3/12/2024
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Comm Stock-$.16-2/3 value
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9660.0000
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$0.0000
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9660.0000
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D
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Restricted Stock Unit (RSU)
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$0.0000
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3/12/2014
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M
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1940.0000
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(2)
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(2)
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Comm Stock-$.16-2/3 value
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1940.0000
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$0.0000
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0.0000
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D
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Restricted Stock Unit (RSU)
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$0.0000
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3/12/2014
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A
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1740.0000
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3/12/2015
(3)
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(3)
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Comm Stock-$.16-2/3 value
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1740.0000
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$0.0000
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1740.0000
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D
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Explanation of Responses:
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(
1)
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This option vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 12, 2014, or the date of the Company's next Annual Meeting of Shareholders.
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(
2)
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This RSU vested 100.00% on March 12, 2014. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.
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(
3)
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This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 12, 2014, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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STATA RAY
P.O. BOX 9106
ONE TECHNOLOGY WAY
NORWOOD, MA 02062-9106
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X
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Signatures
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Kevin P. Lanouette, Assistant General Counsel, by Power of Attorney
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3/13/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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