Form SC 13D/A - General Statement of Acquisition of Beneficial Ownership: [Amend]
16 November 2024 - 8:15AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Thoughtworks Holding, Inc.
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
88546E105
(CUSIP Number)
Ramona Mateiu
c/o Thoughtworks Holding, Inc.
200 East Randolph Street, 25th Floor
Chicago, Illinois 60601
Tel. (312) 373-1000
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
November 13, 2024
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on
Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-l(e),
240.13d-l(f) or 240.13d-l(g), check the following box. ☐
Note: | Schedules filed in paper format shall include a signed original and five copies of the schedule, including all
exhibits. See §240 13d-7 for other parties to whom copies are to be sent. |
| 1 | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures
provided in a prior cover page. |
* | The information required on the remainder of this cover page shall not be deemed to be “filed” for
the purpose of section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however, see the Notes). |
CUSIP No. 88546E105
1. |
Names of Reporting Persons
Christopher Murphy |
2. |
Check The Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ |
3. |
SEC Use Only
|
4. |
Source of Funds
OO |
5. |
Check if disclosure of legal proceedings is required pursuant to Items
2(d) or 2(e)
☐ |
6. |
Citizenship or Place of Organization
Australia and United Kingdom
|
Number of Shares Beneficially Owned By Each Reporting Person With |
7. |
Sole Voting Power
0 |
8. |
Shared Voting Power
0 |
9. |
Sole Dispositive Power
0 |
10. |
Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ |
13. |
Percent of Class Represented by Amount in Row (11)
0.0% |
14. |
Type of Reporting Person (See Instructions)
IN |
CUSIP No. 88546E105
1. |
Names of Reporting Persons
Erin Cummins |
2. |
Check The Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ |
3. |
SEC Use Only
|
4. |
Source of Funds
OO |
5. |
Check if disclosure of legal proceedings is required pursuant to Items
2(d) or 2(e)
☐ |
6. |
Citizenship or Place of Organization
United States |
Number of Shares Beneficially Owned By Each Reporting Person With |
7. |
Sole Voting Power
0 |
8. |
Shared Voting Power
0 |
9. |
Sole Dispositive Power
0 |
10. |
Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ |
13. |
Percent of Class Represented by Amount in Row (11)
0.0% |
14. |
Type of Reporting Person (See Instructions)
IN |
CUSIP No. 88546E105
1. |
Names of Reporting Persons
Sudhir Tiwari |
2. |
Check The Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ |
3. |
SEC Use Only
|
4. |
Source of Funds
OO |
5. |
Check if disclosure of legal proceedings is required pursuant to Items
2(d) or 2(e)
☐ |
6. |
Citizenship or Place of Organization
India |
Number of Shares Beneficially Owned By Each Reporting Person With |
7. |
Sole Voting Power
0 |
8. |
Shared Voting Power
0 |
9. |
Sole Dispositive Power
0 |
10. |
Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ |
13. |
Percent of Class Represented by Amount in Row (11)
0.0% |
14. |
Type of Reporting Person (See Instructions)
IN |
CUSIP No. 88546E105
1. |
Names of Reporting Persons
Ramona Mateiu |
2. |
Check The Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ |
3. |
SEC Use Only
|
4. |
Source of Funds
OO |
5. |
Check if disclosure of legal proceedings is required pursuant to Items
2(d) or 2(e)
☐ |
6. |
Citizenship or Place of Organization
United States |
Number of Shares Beneficially Owned By Each Reporting Person With |
7. |
Sole Voting Power
0 |
8. |
Shared Voting Power
0 |
9. |
Sole Dispositive Power
0 |
10. |
Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ |
13. |
Percent of Class Represented by Amount in Row (11)
0 |
14. |
Type of Reporting Person (See Instructions)
IN |
CUSIP No. 88546E105
1. |
Names of Reporting Persons
Rachel Laycock |
2. |
Check The Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ |
3. |
SEC Use Only
|
4. |
Source of Funds
OO |
5. |
Check if disclosure of legal proceedings is required pursuant to Items
2(d) or 2(e)
☐ |
6. |
Citizenship or Place of Organization
United Kingdom |
Number of Shares Beneficially Owned By Each Reporting Person With |
7. |
Sole Voting Power
0 |
8. |
Shared Voting Power
0 |
9. |
Sole Dispositive Power
0 |
10. |
Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ |
13. |
Percent of Class Represented by Amount in Row (11)
0.0% |
14. |
Type of Reporting Person (See Instructions)
IN |
Explanatory Note
This Amendment No. 2 amends and supplements the statement on Schedule
13D filed by Christopher Murphy, Erin Cummins, Sudhir Tiwari, Ramona Mateiu and Rachel Laycock (each, a “Reporting Person”
and collectively, the “Reporting Persons”) with the Securities and Exchange Commission on August 12, 2024 and amended
on September 3, 2024 (as amended, the “Schedule 13D”) relating to shares of Common Stock, $0.001 par value (“Common
Stock”) of Thoughtworks Holding, Inc., a Delaware corporation (the “Company”). Capitalized terms used but
not defined herein shall have the meaning ascribed thereto in the Schedule 13D.
Item 4. Purpose of Transaction
The response to Item 4 of the
Schedule 13D is hereby amended and supplemented as follows:
Merger Closing
On November 13, 2024, at the effective
time of the Merger (the “Effective Time”), each share of Common Stock that was issued and outstanding as of immediately
prior to the Effective Time (other than such shares (a) owned directly or indirectly by Parent or Merger Sub or (b) held by any holders
of shares of Common Stock who have neither voted in favor of the Merger nor consented thereto in writing and who have properly and validly
exercised (and not withdrawn) their statutory right of appraisal in respect of such shares in accordance with the General Corporation
Law of the State of Delaware) was cancelled and extinguished and automatically converted into the right to receive the Per Share Price.
Additionally, on November 13, 2024, prior to the Effective Time (the “Exchange Time”), all shares of Common Stock
held by the Significant Company Stockholder and certain shares of Common Stock held by the Reporting Persons (each, a “Rollover
Share”) were contributed to Topco in exchange for a number of newly issued shares of Topco having an aggregate value equal to
the Per Share Price multiplied by the aggregate number of Rollover Shares.
The Common Stock was suspended from
trading on the Nasdaq Global Select Market (“Nasdaq”) prior to the opening of trading on November 13, 2024. In addition,
Nasdaq has filed with the SEC a Notification of Removal from Listing and/or Registration under Section 12(b) of the Act on Form 25 to
delist and deregister the Company Common Stock from Nasdaq. As a result, the Common Stock will no longer be listed on Nasdaq.
The foregoing descriptions of
the Merger Agreement and the Rollover Shares of the Reporting Persons, and the transactions contemplated thereby, are qualified in their
entirety by reference to the Merger Agreement and the form of the Rollover Agreements of the Reporting Persons, copies of which were
filed as Exhibit 1 and Exhibit 2, respectively, to Amendment No. 1 to this Schedule 13D filed by the Reporting Persons
on September 3, 2024 and are incorporated by reference herein.
Item 5. Interest in Securities of the Issuer
The responses to Sections (a)-(b) and (e) of Item
5 of the Schedule 13D are hereby amended and restated in their entirety as follows:
(a)-(b) The information contained on
the cover pages of this Schedule 13D and the information set forth in Item 4 of this Schedule 13D are incorporated herein by reference.
As a result of the closing of the Merger
as described in Item 4, the Reporting Persons ceased to beneficially own any shares of Common Stock or to have voting or dispositive
power with respect to any shares of Common Stock. In connection with the closing of the Merger, to the extent the Reporting Persons,
together with other securityholders of the Company, previously comprised a “group” within the meaning of Section 13(d)(3)
of the Act, any such group dissolved.
(e) The
Reporting Persons ceased to be the beneficial owners of more than five percent of the Common Stock on November 13, 2024.
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2024
|
By: |
/s/ Christopher Murphy |
|
Name: |
Christopher Murphy |
|
By: |
/s/ Erin Cummins |
|
Name: |
Erin Cummins |
|
By: |
/s/ Sudhir Tiwari |
|
Name: |
Sudhir Tiwari |
|
By: |
/s/ Ramona Mateiu |
|
Name: |
Ramona Mateiu |
|
By: |
/s/ Rachel Laycock |
|
Name: |
Rachel Laycock |
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