RNS Number : 0177N
Barclays PLC
20 November 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

19 Nov 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

3,770,108

0.90%

3,555,062

0.84%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

5,388,734

1.28%

1,951,663

0.46%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

9,288,842

2.21%

5,666,725

1.34%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

235,581

25.2722  USD

USD 1 ordinary

Purchase

171,422

25.0533  USD

USD 1 ordinary

Purchase

135,123

25.0926  USD

USD 1 ordinary

Purchase

55,955

25.3767  USD

USD 1 ordinary

Purchase

32,499

25.1080  USD

USD 1 ordinary

Purchase

26,014

25.2397  USD

USD 1 ordinary

Purchase

25,156

24.9152  USD

USD 1 ordinary

Purchase

14,807

25.1112  USD

USD 1 ordinary

Purchase

12,271

25.0547  USD

USD 1 ordinary

Purchase

8,887

25.1049  USD

USD 1 ordinary

Purchase

7,099

24.9897  USD

USD 1 ordinary

Purchase

6,901

25.2181  USD

USD 1 ordinary

Purchase

6,884

25.1500  USD

USD 1 ordinary

Purchase

6,799

25.1497  USD

USD 1 ordinary

Purchase

5,647

25.1061  USD

USD 1 ordinary

Purchase

5,474

25.0835  USD

USD 1 ordinary

Purchase

5,260

25.0434  USD

USD 1 ordinary

Purchase

3,967

25.0686  USD

USD 1 ordinary

Purchase

3,653

24.7927  USD

USD 1 ordinary

Purchase

3,596

25.1455  USD

USD 1 ordinary

Purchase

2,902

25.0422  USD

USD 1 ordinary

Purchase

2,895

25.1262  USD

USD 1 ordinary

Purchase

2,800

25.1000  USD

USD 1 ordinary

Purchase

2,563

25.0511  USD

USD 1 ordinary

Purchase

1,750

25.3600  USD

USD 1 ordinary

Purchase

1,492

25.0797  USD

USD 1 ordinary

Purchase

1,300

25.0784  USD

USD 1 ordinary

Purchase

1,143

25.1118  USD

USD 1 ordinary

Purchase

1,064

24.9857  USD

USD 1 ordinary

Purchase

1,038

25.1100  USD

USD 1 ordinary

Purchase

972

25.1722  USD

USD 1 ordinary

Purchase

684

24.9908  USD

USD 1 ordinary

Purchase

626

25.1625  USD

USD 1 ordinary

Purchase

457

25.1702  USD

USD 1 ordinary

Purchase

310

25.0148  USD

USD 1 ordinary

Purchase

229

25.0300  USD

USD 1 ordinary

Purchase

200

25.1350  USD

USD 1 ordinary

Purchase

135

25.1416  USD

USD 1 ordinary

Purchase

125

25.1632  USD

USD 1 ordinary

Purchase

101

25.1930  USD

USD 1 ordinary

Purchase

100

25.0900  USD

USD 1 ordinary

Purchase

100

25.1600  USD

USD 1 ordinary

Purchase

90

25.0200  USD

USD 1 ordinary

Purchase

48

25.1300  USD

USD 1 ordinary

Purchase

45

25.1150  USD

USD 1 ordinary

Purchase

2

24.6980  USD

USD 1 ordinary

Purchase

1

24.6550  USD

USD 1 ordinary

Sale

486,688

25.2166  USD

USD 1 ordinary

Sale

82,115

25.0458  USD

USD 1 ordinary

Sale

40,177

25.0750  USD

USD 1 ordinary

Sale

31,769

25.1068  USD

USD 1 ordinary

Sale

23,839

25.1500  USD

USD 1 ordinary

Sale

19,393

24.9152  USD

USD 1 ordinary

Sale

16,089

25.0189  USD

USD 1 ordinary

Sale

8,795

25.0255  USD

USD 1 ordinary

Sale

8,669

25.1132  USD

USD 1 ordinary

Sale

7,332

25.2088  USD

USD 1 ordinary

Sale

4,707

24.9776  USD

USD 1 ordinary

Sale

3,259

24.9538  USD

USD 1 ordinary

Sale

2,800

25.1000  USD

USD 1 ordinary

Sale

2,718

25.1606  USD

USD 1 ordinary

Sale

2,578

24.8403  USD

USD 1 ordinary

Sale

2,471

24.9598  USD

USD 1 ordinary

Sale

2,263

25.0323  USD

USD 1 ordinary

Sale

2,187

25.0351  USD

USD 1 ordinary

Sale

1,750

25.3600  USD

USD 1 ordinary

Sale

1,749

25.0247  USD

USD 1 ordinary

Sale

1,701

24.9191  USD

USD 1 ordinary

Sale

1,607

25.0048  USD

USD 1 ordinary

Sale

1,400

25.0135  USD

USD 1 ordinary

Sale

1,168

24.9684  USD

USD 1 ordinary

Sale

730

25.1576  USD

USD 1 ordinary

Sale

720

24.9686  USD

USD 1 ordinary

Sale

684

24.9908  USD

USD 1 ordinary

Sale

565

24.9787  USD

USD 1 ordinary

Sale

503

25.0281  USD

USD 1 ordinary

Sale

500

24.8060  USD

USD 1 ordinary

Sale

409

24.9771  USD

USD 1 ordinary

Sale

400

25.1425  USD

USD 1 ordinary

Sale

364

25.0888  USD

USD 1 ordinary

Sale

352

25.1272  USD

USD 1 ordinary

Sale

310

25.0148  USD

USD 1 ordinary

Sale

263

25.0823  USD

USD 1 ordinary

Sale

242

25.5917  USD

USD 1 ordinary

Sale

185

24.9951  USD

USD 1 ordinary

Sale

98

25.1200  USD

USD 1 ordinary

Sale

90

25.0200  USD

USD 1 ordinary

Sale

21

25.0847  USD

USD 1 ordinary

Sale

6

24.9916  USD

USD 1 ordinary

Sale

2

24.6980  USD

USD 1 ordinary

Sale

1

24.6550  USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Increasing Long

25,000

454.9724  ZAR

USD 1 ordinary

SWAP

Increasing Long

6,865

455.2773  ZAR

USD 1 ordinary

SWAP

Increasing Long

629

455.4643  ZAR

USD 1 ordinary

SWAP

Increasing Long

706

456.4168  ZAR

USD 1 ordinary

SWAP

Increasing Long

8,000

456.6372  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,100

458.4367  ZAR

USD 1 ordinary

SWAP

Increasing Long

34,428

458.5332  ZAR

USD 1 ordinary

SWAP

Increasing Long

3,303

458.6351  ZAR

USD 1 ordinary

SWAP

Increasing Long

6,600

458.8749  ZAR

USD 1 ordinary

SWAP

Increasing Long

11,134

459.1733  ZAR

USD 1 ordinary

SWAP

Increasing Long

2,493

459.2880  ZAR

USD 1 ordinary

SWAP

Increasing Long

19,813

459.3128  ZAR

USD 1 ordinary

SWAP

Increasing Long

12,973

459.4628  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,348

459.5867  ZAR

USD 1 ordinary

SWAP

Increasing Long

13,073

459.6566  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,779

459.8651  ZAR

USD 1 ordinary

SWAP

Increasing Long

8,937

459.9264  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,922

460.5866  ZAR

USD 1 ordinary

SWAP

Increasing Long

380,273

461.6061  ZAR

USD 1 ordinary

SWAP

Increasing Long

707,000

480.3780  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,748,735

481.1581  ZAR

USD 1 ordinary

SWAP

Increasing Long

460,000

500.7300  ZAR

USD 1 ordinary

SWAP

Increasing Long

225,000

510.3510  ZAR

USD 1 ordinary

SWAP

Increasing Long

499,000

517.1917  ZAR

USD 1 ordinary

SWAP

Increasing Long

537,000

520.8020  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,225,000

524.3524  ZAR

USD 1 ordinary

SWAP

Increasing Long

592,077

539.1839  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,705,000

539.4039  ZAR

USD 1 ordinary

SWAP

Increasing Long

263,000

548.4348  ZAR

USD 1 ordinary

SWAP

Decreasing Long

25,000

454.9724  ZAR

USD 1 ordinary

SWAP

Decreasing Long

10,000

455.1226  ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,865

455.2000  ZAR

USD 1 ordinary

SWAP

Decreasing Long

9,100

456.7771  ZAR

USD 1 ordinary

SWAP

Decreasing Long

446,087

456.9680  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,400

457.2936  ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,837

457.7342  ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,471

457.7443  ZAR

USD 1 ordinary

SWAP

Decreasing Long

34,428

458.4552  ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,303

458.5572  ZAR

USD 1 ordinary

SWAP

Decreasing Long

12,320

458.6587  ZAR

USD 1 ordinary

SWAP

Decreasing Long

7,583

458.7068  ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,000

458.7258  ZAR

USD 1 ordinary

SWAP

Decreasing Long

14,134

458.8545  ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,493

459.2100  ZAR

USD 1 ordinary

SWAP

Decreasing Long

19,813

459.2347  ZAR

USD 1 ordinary

SWAP

Decreasing Long

12,973

459.3847  ZAR

USD 1 ordinary

SWAP

Decreasing Long

13,073

459.5785  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,779

459.7869  ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,937

459.8483  ZAR

USD 1 ordinary

SWAP

Decreasing Long

31,685

460.3356  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,200

460.7880  ZAR

USD 1 ordinary

SWAP

Decreasing Long

380,273

461.6061  ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,058

461.6668  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,210,000

480.3780  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,748,735

481.1581  ZAR

USD 1 ordinary

SWAP

Decreasing Long

350,000

500.7300  ZAR

USD 1 ordinary

SWAP

Decreasing Long

225,000

510.3510  ZAR

USD 1 ordinary

SWAP

Decreasing Long

350,000

517.1917  ZAR

USD 1 ordinary

SWAP

Decreasing Long

537,000

520.8020  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,225,000

524.3524  ZAR

USD 1 ordinary

SWAP

Decreasing Long

600,000

539.1839  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,705,000

539.4039  ZAR

USD 1 ordinary

SWAP

Decreasing Long

263,000

548.4348  ZAR

USD 1 ordinary

CFD

Increasing Long

10,000

455.0179  ZAR

USD 1 ordinary

CFD

Increasing Long

446,087

456.9086  ZAR

USD 1 ordinary

CFD

Increasing Long

6,837

457.6862  ZAR

USD 1 ordinary

CFD

Increasing Long

4,471

457.7192  ZAR

USD 1 ordinary

CFD

Increasing Long

12,320

458.5990  ZAR

USD 1 ordinary

CFD

Increasing Long

7,583

458.6586  ZAR

USD 1 ordinary

CFD

Increasing Long

14,134

458.7489  ZAR

USD 1 ordinary

CFD

Increasing Long

31,685

460.2872  ZAR

USD 1 ordinary

CFD

Increasing Long

6,058

461.6183  ZAR

USD 1 ordinary

CFD

Decreasing Long

629

455.5121  ZAR

USD 1 ordinary

CFD

Decreasing Long

706

456.4648  ZAR

USD 1 ordinary

CFD

Decreasing Long

11,134

459.2215  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,348

459.6465  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,922

460.6119  ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,769

25.1500  USD

USD 1 ordinary

SWAP

Opening Short

25,000

25.0966  USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

20 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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