NBNK Investments PLC Holding(s) in Company - TR-1 Notification (5179W)
29 January 2013 - 1:47AM
UK Regulatory
TIDMNBNK TIDMAV.
RNS Number : 5179W
NBNK Investments PLC
28 January 2013
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
-----------------------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying NBNK Investments plc
issuer
of existing shares to which voting rights
are
attached: (ii)
----------------------------------------------------- ----------------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
-----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------------------------------------ ---------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------------------------ ---------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------------------ ---------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------------ ---------
Other (please
specify):
------------------ ---------------------------------------------------------------------- ---------
3. Full name of person(s) subject Aviva plc & its subsidiaries
to the
notification obligation: (iii)
------------------------------------------ ---------------------------------------------------------
4. Full name of shareholder(s) Registered Holder:
(if different from 3.):(iv)
BNY Norwich Union Nominees Limited
814,051*
Chase (GA Group) Nominees Limited 4,962,509*
*denotes direct interest
------------------------------------------ ---------------------------------------------------------
5. Date of the transaction and date 25 January 2013
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ ---------------------------------------------------------
6. Date on which issuer notified: 28 January 2013
------------------------------------------ ---------------------------------------------------------
7. Threshold(s) that is/are crossed 11% to 12% Change at Combined Interest
or Level
reached: (vi, vii)
------------------------------------------ ---------------------------------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- ----------------------------------- ------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
-------------- ------------------ --------------- ---------- --------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------- --------- ------- ------ ---------- --------------- ---------- --------- --------------
Ordinary
Shares
6,358,908 6,358,908
GB00B58GVN47 * * 5,776,560 5,776,560 Nil held 10.74% Nil
------------------ --------------- ---------- --------------- ---------- --------- --------------
* Includes Qualifying Financial Instruments (Warrants = 582,348)
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B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
----------------------- ------------------ ------------------------ -------------------------- --------------------
ANY TIME UP TO
WARRANT 31/08/2020 31/08/2020 582,348 1.08%
----------------------- ------------------ ------------------------ -------------------------- --------------------
106,273
ANY TIME UP TO (Entitlement advised
FOUNDER WARRANT 31/08/2020 31/08/2020 by Cenkos Securities) 0.20%
----------------------- ------------------ ------------------------ -------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting rights
instrument price date (xvii) Conversion rights instrument (xix, xx)
period refers to
(xviii)
------------------ --------- ------------- ------------ ------------------- ---------------------
Nominal Delta
------------------ --------- ------------- ------------ ------------------- ----------- --------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
6,465,181 12.02%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
-----------------------------------------------------------------------------------
The voting rights are managed and controlled by Aviva Investors Global
Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
* Aviva plc (Parent Company)
* Aviva Group Holdings Limited (wholly owned subsidiary
of Aviva plc)
* Aviva Investors Holdings Limited (wholly owned
subsidiary of Aviva Group Holdings Limited)
* Aviva Investors Global Services Limited (wholly owned
subsidiary of Aviva Investors Holdings Limited)
Proxy Voting:
-----------------------------------------------------------------------------------
10. Name of the proxy holder: See Section 4
---------------------------------------------------- -----------------------------
11. Number of voting rights proxy holder will
cease
to hold:
---------------------------------------------------- -----------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
---------------------------------------------------- -----------------------------
13. Additional information: Figures are based on a revised total
number of voting rights of 53,771,229
as per the Company's Admission of
Subscription Shares to Trading on
AIM Announcement of 11 January 2013.
---------------------------------------- -----------------------------------------
14. Contact name: Neil Whittaker, Aviva plc
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15. Contact telephone number: 01603 684420
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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