Statement of Changes in Beneficial Ownership (4)
02 June 2020 - 6:44AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Johnston Paul M |
2. Issuer Name and Ticker or Trading Symbol
Montage Resources Corp
[
MR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP & General Counsel |
(Last)
(First)
(Middle)
122 WEST JOHN CARPENTER FREEWAY, SUITE 300 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/28/2020 |
(Street)
IRVING, TX 75039
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock (1) | 5/28/2020 | | A | | 29608 | A | $0.00 | 88152 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Performance Units (2) | (2) | 5/28/2020 | | A | | 88825 | | (2) | (2) | Common Stock | 88825 | $0.00 | 88825 | D | |
Explanation of Responses: |
(1) | Represents restricted stock units representing the right to receive one share of common stock per unit granted on May 28, 2020 under the Montage Resources Corporation 2019 Long-Term Incentive Plan (the "Plan"), which vest in three
equal installments on May 28, 2021, May 28, 2022 and May 28, 2023, respectively. |
(2) | Represents performance units representing the right to receive one share of common stock per unit granted on May 28, 2020 under the Plan, the vesting of which is subject to the satisfaction of certain performance criteria in the period beginning May 28, 2020 and ending December 31, 2022. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Johnston Paul M 122 WEST JOHN CARPENTER FREEWAY SUITE 300 IRVING, TX 75039 |
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| EVP & General Counsel |
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Signatures
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/s/ Frank E. Day, Attorney-in-fact | | 6/1/2020 |
**Signature of Reporting Person | Date |
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